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Hilary K Wynn

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wesley Chapel, FL

Tampa, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-04-30
FL RA APPROVED 2024-04-24
  • TX RA
    APPROVED_RES
    Since 2024-04-30
  • FL RA
    APPROVED
    Since 2024-04-24

Branch Locations

Wesley Chapel, FL • United States

101 E Kennedy Blvd, Tampa, FL 33602 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Financial Network, Llc Tampa FL 06/2014 08/2017
Captrust Financial Advisors/ Capfinancial Partners Llc Raleigh NC 05/2017 12/2017
Capfinancial Securities, Llc. Raleigh NC 05/2017 12/2017
Wells Fargo Clearing Services, Llc Tampa FL 12/2017 01/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tampa FL 03/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-05-18
S63 Uniform Securities Agent State Law Examination 2007-09-24
  • S65 Uniform Investment Adviser Law Examination
    2011-05-18
  • S63 Uniform Securities Agent State Law Examination
    2007-09-24
Other Names
  • Hilary Katherine Haynes
  • Hilary Katherine Wynn
  • Hilary K Haynes
  • Hilary K Wynn
  • Hilary Haynes

View on SEC IAPD

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