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Billie Garza

Wells Fargo Advisors Financial Network, LLC

Edmond, OK

San Antonio , TX

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2024-11-04
TX RA APPROVED_RES 2024-11-01
  • OK RA
    APPROVED
    Since 2024-11-04
  • TX RA
    APPROVED_RES
    Since 2024-11-01

Branch Locations

900 Nw 139Th St Parkway [Satellite}, Edmond, OK 73013 • United States

434 N. Loop 1604 West Suite 2203, San Antonio , TX 78232 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Oklahoma City OK 05/2009 11/2016
Wells Fargo Clearing Services, Llc Oklahoma City OK 11/2016 11/2024
Wells Fargo Advisors Financial Network, Llc Edmond OK 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-21
S63 Uniform Securities Agent State Law Examination 2001-11-21
  • S65 Uniform Investment Adviser Law Examination
    2003-07-21
  • S63 Uniform Securities Agent State Law Examination
    2001-11-21
Other Names
  • Joann Garza
  • Billie Joann Garza
  • Billie Joann Johnson
  • Billie Jo Ann Garza
  • Billie Garza

View on SEC IAPD

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