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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2024-03-11 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
112 Mountain Blvd Ext, Warren, NJ 07059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services Llc | Short Hills | NJ | 05/2018 | 09/2023 |
| American Home Watch | New Vernon | NJ | 08/2016 | Present |
| Wells Fargo Clearing Services, Llc | Summit | NJ | 03/2024 | Present |
AMERICAN HOME WATCH SERVICES LLC, NOT INV RELATED, NEW VERNON, NJ, 100% OWNERSHIP, START 8/26/2016, 16 HOURS PER MONTH, ZERO DURING TRADING, HOME SECURITY/HOUSE SITTING. POWER OF ATTORNEY FOR FATHER; INV. RELATED; MORRISTOWN, NJ; START DATE 1/31/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. POWER OF ATTORNEY FOR MOTHER; INV. RELATED; MORRISTOWN, NJ; START DATE 1/31/2020; 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY; INVESTMENT RELATED; GLOVER, VT; 100% OWNER; 06/2025; 3 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; RENTAL PROPERTY |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 1994-06-17 |
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