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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2016-01-27 |
Branch Locations
999 Waterside Dr Ste 2525, Norfolk, VA 23510 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2016 | Present |
1) STEVENS ASSET MANAGEMENT - INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL, 10/WK 10/TRADING, 01/2016 3) STEVENS ASSET MANAGEMENT, 999 WATERSIDE DR SUITE #2525 NORFOLK VA 23510, 10/15/2022, Agent, Using a Trade Name / DBA , NIR, 1 HR/MO 1 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-15 |
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