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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • PA RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

1849 W 8Th St, Erie, PA 16505 • United States

Erie, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 09/2013 Present
Gary B. Haibach & Associates Eire PA 01/2013 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2013 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2013 → Present
    Gary B. Haibach & Associates
    Eire, PA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2007-08-15 → 2013-09-03
    Tower Square Securities, Inc.
    Erie, PA
    Erie, PA
Other Businesses

(1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, FIXED INSURANCE, START 1992, 12HRS/WK (TRADING HOURS), INSURANCE AGENT - SELLS LIFE, HEALTH, AND ANNUITIES; (2) NAME OF OTHER BUSINESS: GARY B. HAIBACH & ASSOCIATES INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2013, POSITION/TITLE/RELATIONSHIP: PARTNER/FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES (3) NAME OF OTHER BUSINESS: GARY B HAIBACH & ASSOCIATES ; INVESTMENT RELATED: NO; ADDRESS: 1849 WEST 8TH ST ERIE, PA 16505 ; NATURE OF BUSINESS: OFFICE BUILDING ; START DATE: 10/2021; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: PURCHASED BUILDING WITH INTENT TO RENT OUT;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-06-07
  • S63 Uniform Securities Agent State Law Examination
    1994-06-07
Other Names
  • Kurty Haibach

View on SEC IAPD

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