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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-03-11
CA RA APPROVED 2022-03-10
OH RA APPROVED 2022-03-10
TX RA APPROVED_RES 2021-02-25
GA RA APPROVED 2020-02-24
  • NC RA
    APPROVED
    Since 2022-03-11
  • CA RA
    APPROVED
    Since 2022-03-10
  • OH RA
    APPROVED
    Since 2022-03-10
  • TX RA
    APPROVED_RES
    Since 2021-02-25
  • GA RA
    APPROVED
    Since 2020-02-24

Branch Locations

3560 Lenox Road Ne Suite 1100, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gratus Capital Llc Atlanta GA 10/2014 01/2020
Janney Montgomery Scott Llc Atlanta GA 02/2020 Present
Previous Registrations
  • 2015-01-07 → 2020-01-22
    Gratus Capital, Llc
    Atlanta, GA
  • 2012-09-19 → 2014-12-18
    Gratus Capital Management, Llc
    Atlanta, GA
  • 2009-06-01 → 2012-09-05
    Atlanta, GA
  • 2003-04-17 → 2009-06-01
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-07-13
S65 Uniform Investment Adviser Law Examination 1994-05-09
  • S63 Uniform Securities Agent State Law Examination
    2020-07-13
  • S65 Uniform Investment Adviser Law Examination
    1994-05-09

View on SEC IAPD

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