Winston Wook Chung

Current Employers

Employment History

• 11/2009 → 09/2019
  Summit Brokerage Services Inc
  New York, NY
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2009 → 05/2021
  Summit Financial Group Inc
  New York, NY
• 10/2022 → Present
  X-Treme Home Care Cdpap
  Bayside, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2009-11-18 → 2021-05-20
  Summit Financial Group Inc
  New York, NY
• 2007-05-29 → 2009-12-17
  Citigroup Global Markets Inc.
  New York, NY
  Long Island City, NY
  New York, NY
• 2004-12-06 → 2007-05-29
  Citicorp Investment Services
  New York, NY
  New York, NY

Other Businesses

1) BROKER/AGENT - HEALTH INSURANCE; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; HEALTH INSURANCE AGENT; BROKER/AGENT; STARTED 5/10/2017; APX 2-6 HOURS/MONTH, NONE DURING TRADING 2) CHUNG FAMILY TRUST; 69 PORT WASHINGTON BLVD, ROSLYN, NY 11576; TRUSTEE FOR PARENTS TRUST; STARTED 4/23/2012; APX 1 HOUR/MONTH, NONE DURING TRADING; Manage family property in California. Hire property manager. Pay real estate taxes. 3) BUSINESS CONSULTING / EXIT PLANNING; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; BUSINESS OWNER CONSULTING; CONSULTANT; STARTED 10/27/2017; APX 10 HOURS/MONTH, NONE DURING TRADING; Review and analyze business expenses. Help formulate short, intermediate, and long term business goals. Help business owners develop a business plan. Help business owners with exit planning; 4. NAME OF OTHER BUSINESS: X-TREME HOME CARE CDPAP; INVESTMENT RELATED: NO; ADDRESS: 212-12 NORTHERN BLVD, #2A, BAYSIDE, NY 11361; NATURE OF BUSINESS: CAREGIVER; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: BACKUP CAREGIVER; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: COOK MEALS, DO LAUNDRY, CLEAN, GROCERY SHOP, DRIVE THEM TO THE DOCTOR, ETC. 5. NAME OF OTHER BUSINESS:WINSTON CHUNG - RENTAL PROPERTY ; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: RENTAL PROPERTIES; START DATE: 04/2012; POSITION/TITLE/RELATIONSHIP: MANAGER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: MANAGE RENTAL PROPERTIES FOR FAMILY TRUST, COMMUNICATE WITH TENANTS, FACILITATE REPAIRS AND COLLECT RENTS;

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-21
• S63 Uniform Securities Agent State Law Examination
  1994-10-20

Other Names

• Sung Wook Chung