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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-18 |
| TX | RA | APPROVED | 2020-12-08 |
| NJ | RA | APPROVED | 2019-01-08 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl Office Center At Short Hills, Short Hills, NJ 07078 • United States
280 Park Ave 27Th & 29Th Fls, New York, NY 10017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Short Hills | NJ | 07/2013 | 01/2019 |
| Bank Of America, N.A. | Short Hills | NJ | 02/2014 | 01/2019 |
| Wells Fargo Clearing Services Llc | White Plains | NY | 01/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-11 |
| S63 | Uniform Securities Agent State Law Examination | 1997-02-06 |
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