James Kenji Nomura

Current Employers

Employment History

• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-03-19 → 2006-01-05
  A. G. Edwards & Sons, Inc.
  Torrance, CA

Other Businesses

1.)VARIOUS INSURANCE CARRIERS, INSURANCE, REPRESENTATIVE-FIXED INSURANCE PRODUCTS; LIFE, DISABILITY, ANNUITITES, AND LTC. 2.) NAME OF OTHER BUSINESS: AMERICAN SOFT TENNIS ASSOCIATION INVESTMENT RELATED: NO ADDRESS: NATURE OF BUSINESS: PROMOTION OF SOFT TENNIS IN THE UNITED STATES POSITION/TITLE/RELATIONSHIP: DIRECTOR START DATE: APPROX. NUMBER OF HOURS PER MONTH: 12 APPROX. NUMBER OF HOURS DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: FINDING SPONSORS FOR UPCOMING EVENTS, MAKING BUSINESS CARDS AND PROMOTIONAL MATERIALS 3.)NAME OF OTHER BUSINESS: NIKKEN INVESTMENT RELATED: NO ADDRESS: NATURE OF BUSINESS: HEALTH & WELLNESS PRODUCTS POSITION/TITLE/RELATIONSHIP: WELLNESS CONSULTANT START DATE: 11/15/2011 APPROX. NUMBER OF HOURS PER MONTH: 8 APPROX. NUMBER OF HOURS DURING TRADING HOURS: BRIEF DESCRIPTION OF DUTIES: SELLING PRODUCTS, AIR FILTRATION, WATER PURIFICATION, MAGNETIC THERAPIES TO INDIVIDUALS; 4. NAME OF OTHER BUSINESS: FINANCIAL NETWORK INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES POSITION/TITLE/RELATIONSHIP: AFFILIATED PERSON START DATE: 01/02/2013 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-05-09
• S63 Uniform Securities Agent State Law Examination
  1994-06-13

Other Names

• Jim Nomura