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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-25 |
| PA | RA | APPROVED | 2013-08-23 |
| DE | RA | APPROVED | 2009-06-01 |
Branch Locations
899 Cassatt Road Suite 100, Berwyn, PA 19312 • United States
1775 I Street, North West Suite 200, Washington, DC 20006 • United States
Downingtown, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Downingtown | PA | 06/2009 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-06-24 |
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