Shane Michael Swanson

Current Employers

Mutual Of Omaha Investor Services, Inc.

3300 Mutual Of Omaha Plaza, Omaha, NE 68175-1020 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2024-09-18
IL	RA	APPROVED	2018-04-12

MI RA
APPROVED

Since 2024-09-18
IL RA
APPROVED

Since 2018-04-12

Branch Locations

1 Mid America Plaza Suite 222, Oakbrook Terrace, IL 60181 • United States

N16W23217 Stone Ridge Drive Ste 120, Waukesha, WI 53188 • United States

Chicago, IL • United States

Three Rivers, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nylife Securities Llc	Deerfield	IL	03/1994	12/2017
Eagle Strategies Llc	Deerfield	IL	05/2008	12/2017
New York Life Insurance Company	Deerfield	IL	09/2012	12/2017
Unemployed	Chicago	IL	12/2017	04/2018
Mutual Of Omaha Investor Services	Rosemont	IL	04/2018	Present
Mutual Of Omaha Insurance Company	Rosemont	IL	04/2018	08/2023
Mutual Of Omaha	Rosemont	IL	08/2023	Present

03/1994 → 12/2017

Nylife Securities Llc

Deerfield, IL
05/2008 → 12/2017

Eagle Strategies Llc

Deerfield, IL
09/2012 → 12/2017

New York Life Insurance Company

Deerfield, IL
12/2017 → 04/2018

Unemployed

Chicago, IL
04/2018 → Present

Mutual Of Omaha Investor Services

Rosemont, IL
04/2018 → 08/2023

Mutual Of Omaha Insurance Company

Rosemont, IL
08/2023 → Present

Mutual Of Omaha

Rosemont, IL

Previous Registrations

2008-05-02 → 2018-01-02

Eagle Strategies Llc

Dublin, OH

Sleepy Hollow, NY

Plano, TX

Deerfield, IL

Other Businesses

Insurance Agent - start date 04/2018 - Non-Investment Related - Lines of business: Life, Annuity, Disability and Long Term Care Insurance - 1 hour a week during trading hours Mutual of Omaha Mortgage Lead Incentive Program; not investment related. Less than 1/hr per week. Submit qualified forward/reverse mortgage leads to Mutual of Omaha Mortgage when a customer indicates a potential need for these activities.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-03-29

S63 Uniform Securities Agent State Law Examination

1994-03-29

Designations

View on SEC IAPD