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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-10-16
  • NC RA
    APPROVED
    Since 2025-10-16

Branch Locations

6805 Carnegie Blvd, Suite 350, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Charlotte NC 03/2015 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 10/2023
Raymond James Financial Services, Inc. Cornelius NC 11/2023 10/2025
Raymond James Financial Services Advisors, Inc. Cornelius NC 11/2023 10/2025
Williamson Wealth Group Cornelius NC 11/2023 10/2025
Raymond James & Associates, Inc. Charlotte NC 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-17
S63 Uniform Securities Agent State Law Examination 1995-12-08
  • S66 Uniform Combined State Law Examination
    2013-11-17
  • S63 Uniform Securities Agent State Law Examination
    1995-12-08
Other Names
  • Joy Elaine Sutton
  • Joy E Sutton

View on SEC IAPD

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