Robert Thomas Allison

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2021-07-21
KY	RA	APPROVED	2021-07-21
TX	RA	APPROVED	2021-07-21

KS RA
APPROVED

Since 2021-07-21
KY RA
APPROVED

Since 2021-07-21
TX RA
APPROVED

Since 2021-07-21

Branch Locations

3038 Breckenridge Lane Suite 101, Louisville, KY 40220 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Waddell & Reed, Inc.	Louisville	KY	03/1994	07/2021
Various Insurance Carriers For W&R Insurance Agencies	Monticello	KY	03/1994	07/2021
Lpl Financial Llc	Louisville	KY	07/2021	Present

03/1994 → 07/2021

Waddell & Reed, Inc.

Louisville, KY
03/1994 → 07/2021

Various Insurance Carriers For W&R Insurance Agencies

Monticello, KY
07/2021 → Present

Lpl Financial Llc

Louisville, KY

Previous Registrations

1999-01-13 → 2021-07-21

Waddell & Reed

Louisville, KY

Louisville, KY

Louisville, KY

Louisville, KY

Charleroi, PA

Other Businesses

03/1994-Present, Various Insurance Carriers For W&R Insurance Agencies, Monticello, KY, Investment-Related, Insurance Sales, Insurance Agent

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-11-21
S63	Uniform Securities Agent State Law Examination	1994-05-10

S65 Uniform Investment Adviser Law Examination

1996-11-21
S63 Uniform Securities Agent State Law Examination

1994-05-10

Other Names

Bob Allison

View on SEC IAPD