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Brian Douglas Orton

Corient

Seattle, WA

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-22
WA RA APPROVED 2023-02-21
  • TX RA
    APPROVED_RES
    Since 2023-02-22
  • WA RA
    APPROVED
    Since 2023-02-21

Branch Locations

1420 5Th Avenue Floor 15 (Us Bank Center Building), Seattle, WA 98101 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Pacific Wealth Management Seattle WA 05/2015 08/2023
Corient Seattle WA 01/2023 Present
Cipw Service Company, Llc Toronto 01/2022 07/2023
Corient Services Llc Miami FL 07/2023 Present
  • 05/2015 → 08/2023
    Columbia Pacific Wealth Management
    Seattle, WA
  • 01/2023 → Present
    Seattle, WA
  • 01/2022 → 07/2023
    Cipw Service Company, Llc
    Toronto
  • 07/2023 → Present
    Corient Services Llc
    Miami, FL
Previous Registrations
  • 2015-05-26 → 2023-08-31
    Columbia Pacific Wealth Management
    Seattle, WA
  • 2005-10-06 → 2015-05-01
    Kibble & Prentice Holding Company
    Seattle, WA
  • 2002-11-19 → 2003-12-15
    Kibble & Prentice, Inc.
    Seattle, WA
  • 2002-05-14 → 2002-10-15
    Harrisdirect Llc
    Seattle , WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-05-05
S63 Uniform Securities Agent State Law Examination 1994-03-16
  • S65 Uniform Investment Adviser Law Examination
    1997-05-05
  • S63 Uniform Securities Agent State Law Examination
    1994-03-16

View on SEC IAPD

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