Mark Ernest Cissel

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2026-06-04
FL	RA	APPROVED	2017-08-21

TX RA
APPROVED_RES

Since 2026-06-04
FL RA
APPROVED

Since 2017-08-21

Branch Locations

3835 Pga Blvd. Suite 701, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Boca Raton	FL	06/2009	08/2017
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	08/2017
Stifel Nicolaus & Co Inc	Palm Beach	FL	08/2017	Present

06/2009 → 08/2017

Morgan Stanley

Boca Raton, FL
01/2015 → 08/2017

Morgan Stanley Private Bank, National Association

New York, NY
08/2017 → Present

Stifel Nicolaus & Co Inc

Palm Beach, FL

Previous Registrations

2009-06-01 → 2017-08-21

Morgan Stanley

Boca Raton, FL
2002-08-28 → 2009-06-01

Citigroup Global Markets Inc.

Fort Lauderdale, FL

Fort Lauderdale, FL

Boca Raton, FL

Boca Raton, FL
1997-03-12 → 2002-08-28

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Ft. Lauderdale, FL

Other Businesses

1. Une Belle Trouvaille; 800 Andrews Avenue Unit 7 Delray Beach Fl 33483; Clothing business; Chief Financial Officer; overseeing cash flows; 10/9/2017; 2.0 hours per day; not during securities trading hours; Not Investment-Related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-08-22
S63	Uniform Securities Agent State Law Examination	1994-03-25

S65 Uniform Investment Adviser Law Examination

1995-08-22
S63 Uniform Securities Agent State Law Examination

1994-03-25

Other Names

Mark Ernest Cissel

View on SEC IAPD