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Sheala H Smith

Rbc Capital Markets, LLC

Franklin, TN

Franklin, TN

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-06-26
  • TN RA
    APPROVED
    Since 2025-06-26

Branch Locations

Franklin, TN • United States

4020 Aspen Grove Drive Suite 380, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Nashville TN 03/2011 11/2016
Wells Fargo Clearing Services, Llc Nashville TN 11/2016 08/2017
Janney Montgomery Scott, Llc Franklin TN 08/2017 06/2025
Rbc Capital Markets, Llc Franklin TN 06/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-10-30
S63 Uniform Securities Agent State Law Examination 1994-11-09
  • S65 Uniform Investment Adviser Law Examination
    1996-10-30
  • S63 Uniform Securities Agent State Law Examination
    1994-11-09
Other Names
  • Sheala Diahann Hagewood
  • Sheala Nichols
  • Sheala H Nichols

View on SEC IAPD

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