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Thomas Ray Gee

Morgan Stanley

Richmond, VA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-09-22
VA RA APPROVED 2020-09-03
  • TX RA
    APPROVED_RES
    Since 2020-09-22
  • VA RA
    APPROVED
    Since 2020-09-03

Branch Locations

901 East Byrd Street Suite 2000, Richmond, VA 23219 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Richmond VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Richmond VA 11/2016 10/2017
Davenport & Company Llc Richmond VA 10/2017 09/2020
Morgan Stanley Smith Barney Llc Richmond VA 09/2020 Present
Morgan Stanley Private Bank, N.A New York NY 08/2021 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Richmond, VA
  • 11/2016 → 10/2017
    Wells Fargo Clearing Services, Llc
    Richmond, VA
  • 10/2017 → 09/2020
    Davenport & Company Llc
    Richmond, VA
  • 09/2020 → Present
    Morgan Stanley Smith Barney Llc
    Richmond, VA
  • 08/2021 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-10-10
S63 Uniform Securities Agent State Law Examination 1994-05-06
  • S65 Uniform Investment Adviser Law Examination
    2001-10-10
  • S63 Uniform Securities Agent State Law Examination
    1994-05-06
Other Names
  • Toby Gee
  • Thomas Ray Gee
  • Thomas Ray Gee Jr
  • Thomas Ray Gee Jr.

View on SEC IAPD

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WEALTHCARE CAPITAL MANAGEMENT LLC
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WELLS FARGO CLEARING SERVICES, LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Other Investors

BRANDON CHRISTOPHER TAYLOR
GABRIEL CHRISTOPHER HOFFMAN
RAYMOND ZSOLT KANYO
KEVIN LAURENCE LONDON
CHRISTOPHER HARRISON HESSENFLOW
AUDREY SANDERS
EDWARD GARRETT WIRWILLE
JOHN JOSEPH SCHLICHTING

Other Offices

TAYLOR HOFFMAN CAPITAL MANAGEMENT · RICHMOND, VA
WEALTHCARE CAPITAL MANAGEMENT LLC · RICHMOND, VA
WEST TOWER GROUP, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
AMERIPRISE FINANCIAL SERVICES, LLC · RICHMOND, VA
WELLS FARGO CLEARING SERVICES, LLC · RICHMOND, VA
CETERA INVESTMENT ADVISERS LLC · RICHMOND, VA
UBS FINANCIAL SERVICES INC. · RICHMOND, VA

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