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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-04-05 |
| TX | RA | APPROVED_RES | 2023-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Willamette Financial Group | Salem | OR | 05/2003 | Present |
| Sagepoint Financial,Inc. | Phoenix | AZ | 01/2009 | 03/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 03/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2023 | Present |
1) TIM SEPICH BOWLER, 700 Waterfront Way, 526, Vancouver WA 98660, 05/1987, 1099 Contractor, Competitive Bowler, NIR, 12 HR/MO - 0 HR/MO TRADING. 2) TIM SEPICH INSURANCE, 700 Waterfront Way, 526, Vancouver WA 98660, 04/1994, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 1 HR/MO - 0 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 04/30/2023
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-17 |
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