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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2016-11-29 |
Branch Locations
401 North 31St Street, Billings, MT 59101 • United States
402 N. Center, Hardin, MT 59034 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Interstate Bank | Billings | MT | 01/2002 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 12/2006 | 11/2016 |
| Cetera Investment Advisers Llc | Billings | MT | 01/2014 | 11/2016 |
| Lpl Fincancial Llc | Billings | MT | 11/2016 | Present |
1) 10/15/2016 - First Interstate Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2) 10/15/2016 - Real Estate Rental - non-inv rel - Billings, MT - start: 1/1/2009 - 8 hr/mth. 3) 10/16/2017 - First Interstate Bank - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Wealth Advisor - Started 01/01/2011 - 160 Hours Per Month/6 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-18 |
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