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One Post Office Square, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2023-07-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Salomon Smith Barney Inc. | New York | NY | 09/1996 | 09/2016 |
| Morgan Stanley & Co., Incorporated | Purchase | NY | 04/2007 | 09/2016 |
| Morgan Stanley Smith Barney Llc | Purchase | NY | 06/2009 | 09/2016 |
| Morgan Stanley & Co. Llc | Purchase | NY | 09/2016 | 04/2018 |
| Morgan Stanley Smith Barney Llc | New York | NY | 04/2018 | 12/2020 |
| Morgan Stanley Distribution, Inc. | New York | NY | 12/2020 | 05/2023 |
| Morgan Stanley Investment Management Inc. | New York | NY | 12/2020 | 05/2023 |
| Eaton Vance Distributors, Inc. | New York | NY | 11/1999 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-15 |
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