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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 1994-08-31 |
| TX | RA | APPROVED_RES | 1994-06-14 |
Branch Locations
2431 East 61St Street 8Th Floor, Tulsa, OK 74136 • United States
6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States
Tulsa, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Tulsa | OK | 01/1994 | Present |
TULSA COMMUNITY COLLEGE- TEACH A NON-CREDIT COURSES ON PERSONAL FINANCE.S 2)Oklahoma Law Enforcement Retirement System / Oklahoma City United States,Oklahoma http://www.olers.state.ok.us/ / No/ Speaker of the Oklahoma State House of Representatives Overseeing the pension assets of state law enforcement agencies / Yes / Trustee / / Look out for the best interests of the participants (active and retired) of the Oklahoma Law Enforcement Retirement System / Start Date 1/22/09 Appointed No / No 3)Trinity Woods,TulsaUnited States,Non-profit retirement community backed by the Methodist ChurchOtherPlanned Living (retirement) CommunityPlanned Living (retirement) community,Member of Board of directorsHelping to oversee operations, policies and finances of the organizationStart date -10/1/2025
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-04-25 |
| S65 | Uniform Investment Adviser Law Examination | 1994-04-25 |
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