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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-07-28
TX RA APPROVED 2005-12-14
FL RA APPROVED 2005-12-12
  • GA RA
    APPROVED
    Since 2009-07-28
  • TX RA
    APPROVED
    Since 2005-12-14
  • FL RA
    APPROVED
    Since 2005-12-12

Branch Locations

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 09/2005 Present
Bank Of America, N.A. Atlanta GA 04/2015 Present
Other Businesses

I*104483 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: SECOND SQUARE LLC INVESTMENT RELATED: Y ADDRESS OF BUSINESS: LAKEWOOD, OHIO 44107 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OTHER, MEMBER START DATE OF RELATIONSHIP: 4/10/2017 NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LLC SET TO UP FOR PRTECTION AS PROPERTY OWNER, INVESTMENT PROPERTY BEING BOUGH TO RENOVATE AND RESELL

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-12-08
  • S66 Uniform Combined State Law Examination
    2005-12-08

View on SEC IAPD

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