Best Investors Account Sign in
Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-02
  • TX RA
    APPROVED
    Since 2023-08-02

Branch Locations

8613 Mid Cities Blvd. Suite 100, North Richland Hills, TX 76182 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc North Richland Hills TX 08/2023 Present
Kestra Advisory Services, Llc North Richland Hills TX 08/2023 Present
Woodbury Financial Woodbury MN 01/2007 08/2023
  • 08/2023 → Present
    Kestra Investment Services, Llc
    North Richland Hills, TX
  • 08/2023 → Present
    North Richland Hills, TX
  • 01/2007 → 08/2023
    Woodbury Financial
    Woodbury, MN
Previous Registrations
  • 2007-03-22 → 2023-08-03
    Woodbury Financial Services, Inc.
    Bedford, TX
    Mckinney, TX
    North Richland Hills, TX
    North Richland Hills, TX
Other Businesses

Business Name: CROMER FAMILY FINANCIAL POSITION: Principal NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 01/02/2018 ADDRESS: 8613 Mid Cities Blvd, Suite 100, North Richland Hills TX 76182 DESCRIPTION: Sale of non-variable life insurance and LTC; Business Name: CROMER FAMILY FINANCIAL POSITION: Investment Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 45 START DATE: 08/01/2023 ADDRESS: 8616 Mid Cities Blvd., Suite 100, North Richland Hills TX 76182 DESCRIPTION: Financial planning, investing client's accounts in stocks, bonds, mutual funds, etc. Implementing client accounts in appropriate asset allocation models. Business Name: KESTRA ADVISORY SERVICES POSITION: Investment Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 75 START DATE: 08/01/2023 ADDRESS: 5707 Southwest Parkway, Buiding 2, Suite 400, Austin TX 78735 DESCRIPTION: Creating financial plans, implementing asset allocation models according to client risk tolerance, developing retirement plans as appropriate.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-06-03
S63 Uniform Securities Agent State Law Examination 1994-03-21
  • S65 Uniform Investment Adviser Law Examination
    1998-06-03
  • S63 Uniform Securities Agent State Law Examination
    1994-03-21
Other Names
  • George Edwin
  • Tad Edwin Cromer

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in North Richland Hills, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor