David Lloyd Kaiser

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-09-18
CO	RA	APPROVED	2008-12-18

TX RA
APPROVED_RES

Since 2025-09-18
CO RA
APPROVED

Since 2008-12-18

Branch Locations

Cotopaxi, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pinnacor Financial Group, Inc.	Denver	CO	06/2000	Present
Pinnacor Financial Group, Inc.	Denver	CO	06/2000	Present
Wesley Partners	Denver	CO	07/2007	Present
Cambridge Investment Research, Inc	Fairfield	IA	12/2008	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	12/2008	Present

06/2000 → Present

Pinnacor Financial Group, Inc.

Denver, CO
06/2000 → Present

Pinnacor Financial Group, Inc.

Denver, CO
07/2007 → Present

Wesley Partners

Denver, CO
12/2008 → Present

Cambridge Investment Research, Inc

Fairfield, IA
12/2008 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2001-01-12 → 2010-03-15

Securities America Advisors, Inc.

Denver, CO

Denver, CO

Other Businesses

1)PINNACOR FINANCIAL GROUP, INC., COTOPAXI CO 81223, United States, 10/2000, AGENT, INSURANCE/BENEFITS/HUMAN RESOURCES, NIR, 5 HR/MO - 1 HR/MO TRADING. 2)PINNACOR FINANCIAL GROUP, INC., COTOPAXI CO 81223, United States, 01/2006, OWNER, TAX SERVICES, NIR, 2 HR/MO - 0 HR/MO TRADING. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2008 AS ADVISORY REP OF A RIA. INV REL - 35 HR/WK - 25/TRADING. 4)owner of residential rental property, 6966 SKUNK ALLEY, EVERGREEN, CO 80439 ; BEGAN 08/01/2014 ; NOT INVESTMENT RELATED ; DEVOTES 1-2 HRS/WK ; NONE DURING TRADING HOURS. 5)FINANCIAL PLANNING ALTERNATIVES LLC, 3801 E FLORIDA AVE STE 400, DENVER, CO, 1/2018 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 3/WK - 3/TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-15
S63	Uniform Securities Agent State Law Examination	1994-10-17

S65 Uniform Investment Adviser Law Examination

1999-10-15
S63 Uniform Securities Agent State Law Examination

1994-10-17

Designations

Other Names

Dave Kaiser

View on SEC IAPD