Vincent Mallon

Current Employers

Ip Financial Advisory Services Llc

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-07-27
NY	RA	APPROVED	2025-01-24

CT RA
APPROVED

Since 2026-07-27
NY RA
APPROVED

Since 2025-01-24

Branch Locations

Newtown, CT • United States

5950 Fairview Road, Suite 140, Charlotte, NC 28210 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
National Life	Hauppauge	NY	12/2015	01/2019
Equity Services, Inc.	Montpelier	VT	01/2016	01/2019
American Portfolios Financial Services, Inc.	Holbrook	NY	01/2019	08/2024
Innovation Partners Llc	Charlotte	NC	10/2024	Present

12/2015 → 01/2019

National Life

Hauppauge, NY
01/2016 → 01/2019

Equity Services, Inc.

Montpelier, VT
01/2019 → 08/2024

American Portfolios Financial Services, Inc.

Holbrook, NY
10/2024 → Present

Innovation Partners Llc

Charlotte, NC

Previous Registrations

2019-02-06 → 2024-08-23

American Portfolios Advisors, Inc

Holbrook, NY
2016-01-21 → 2018-12-27

Equity Services, Inc.

Hauppauge, NY
2012-10-01 → 2015-07-06

J.P. Morgan Securities Llc

Hicksville, NY

Hicksville, NY

Bethpage, NY

Hicksville, NY

Hicksville, NY
2010-01-05 → 2012-10-01

Chase Investment Services Corp.

North Massapequa, NY

Hicksville, NY

Jericho, NY

Hicksville, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-01-23
S63	Uniform Securities Agent State Law Examination	2005-12-06

S65 Uniform Investment Adviser Law Examination

2025-01-23
S63 Uniform Securities Agent State Law Examination

2005-12-06

Other Names

Vincent Mallon
Vincent Anthony Mallon

View on SEC IAPD