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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-26 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
1200 Cottonwood Creek Trail, Suite 800, Cedar Park, TX 78613 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Steve Lescher & Associates | Austin | TX | 09/2014 | 12/2019 |
| Quest Capital Strategies, Inc. | Lake Forest | CA | 04/2016 | 07/2017 |
| The Leaders Group, Inc. | Littleton | CO | 06/2019 | 12/2019 |
| Vip Insurance (Benefit Bank Distributors) | Cedar Park | TX | 12/2019 | Present |
| The Leaders Group, Inc. | Littleton | CO | 01/2021 | Present |
1.) VIP INSURANCE (BENEFIT BANK DISTRIBUTORS) - 12/1/2019 - VP & Relationship Manager, Provide educational and marketing assistance to financial advisors, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) USTA TENNIS OFFICIAL - 3/1/2020 - Tennis official, Officiate tennis matches, Not Invt Rel, Tennis business, 25 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS, INC - 1/25/2021 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR business, 10 hrs/mo; 10 hrs/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-08 |
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