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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-26
  • TX RA
    APPROVED
    Since 2021-01-26

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

1200 Cottonwood Creek Trail, Suite 800, Cedar Park, TX 78613 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Steve Lescher & Associates Austin TX 09/2014 12/2019
Quest Capital Strategies, Inc. Lake Forest CA 04/2016 07/2017
The Leaders Group, Inc. Littleton CO 06/2019 12/2019
Vip Insurance (Benefit Bank Distributors) Cedar Park TX 12/2019 Present
The Leaders Group, Inc. Littleton CO 01/2021 Present
  • 09/2014 → 12/2019
    Steve Lescher & Associates
    Austin, TX
  • 04/2016 → 07/2017
    Quest Capital Strategies, Inc.
    Lake Forest, CA
  • 06/2019 → 12/2019
    The Leaders Group, Inc.
    Littleton, CO
  • 12/2019 → Present
    Vip Insurance (Benefit Bank Distributors)
    Cedar Park, TX
  • 01/2021 → Present
    The Leaders Group, Inc.
    Littleton, CO
Previous Registrations
  • 2019-06-13 → 2019-12-31
    Summit, NJ
    Chesterfield, MO
  • 2016-04-18 → 2017-07-17
    Quest Capital Strategies, Inc.
    Cedar Park, TX
    Laguna Hills, CA
    Laguna Hills, CA
    Georgetown, TX
    Cedar Park, TX
  • 2012-01-09 → 2014-05-15
    Waddell & Reed
    Austin, TX
  • 2009-03-30 → 2012-01-12
    Boerne, TX
  • 2006-03-20 → 2009-04-06
    Chase Investment Services Corp.
    Mcallen, TX
    Bee Cave, TX
    Bee Cave, TX
    Westlake Hills, TX
    Austin, TX
    Lakeway, TX
    Austin, TX
    Austin, TX
    Austin, TX
    Austin, TX
  • 2005-11-18 → 2006-03-08
    Banc Of America Investment Services, Inc.
    San Antonio, TX
  • 2005-07-06 → 2005-11-21
    Chase Investment Services Corp.
    Austin, TX
  • 2005-01-25 → 2005-07-06
    Banc One Securities Corporation
    Austin, TX
Other Businesses

1.) VIP INSURANCE (BENEFIT BANK DISTRIBUTORS) - 12/1/2019 - VP & Relationship Manager, Provide educational and marketing assistance to financial advisors, Not Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) USTA TENNIS OFFICIAL - 3/1/2020 - Tennis official, Officiate tennis matches, Not Invt Rel, Tennis business, 25 hrs/mo; 0 hrs/mo (during trading hours). 3.) TLG ADVISORS, INC - 1/25/2021 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-01-24
S63 Uniform Securities Agent State Law Examination 2000-04-08
  • S65 Uniform Investment Adviser Law Examination
    2005-01-24
  • S63 Uniform Securities Agent State Law Examination
    2000-04-08
Other Names
  • Daniel Hilario Barajas
  • Danny Barajas
  • Daniel Danny Barajas
  • Daniel Barajas

View on SEC IAPD

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