John Matthew Jolliffe

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2019-10-29

OH RA
APPROVED

Since 2019-10-29

Branch Locations

19559 Detroit Road, Rocky River, OH 44116 • United States

30100 Chagrin Blvd Suite 101, Pepper Pike, OH 44124 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities	Cleveland	OH	08/2014	10/2017
Citizens Securities Inc.	Parma	OH	10/2017	10/2019
Pnc Investments	Rocky Ridge	OH	10/2019	Present

08/2014 → 10/2017

Fifth Third Securities

Cleveland, OH
10/2017 → 10/2019

Citizens Securities Inc.

Parma, OH
10/2019 → Present

Pnc Investments

Rocky Ridge, OH

Previous Registrations

2018-10-23 → 2019-10-21

Citizens Securities, Inc.

Columbus, OH

Parma, OH

Toledo, OH

Southfield, MI

Columbus, OH
2014-08-28 → 2017-11-28

Fifth Third Securities, Inc.

Cleveland, OH

Fairview Park, OH

Lakewood, OH

Cleveland, OH

Cleveland, OH

Cleveland, OH

Westlake, OH
2009-10-05 → 2014-08-14

Ameriprise Financial Services, Llc

Mayfield, OH

Westlake, OH

Pepper Pike, OH

Westlake, OH

Pepper Pike, OH
2003-07-14 → 2009-10-05

Ameriprise Advisor Services, Inc.

Seven Hills, OH

Mayfield, OH

Seven Hills, OH

Westlake, OH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-01-19
S63	Uniform Securities Agent State Law Examination	1994-04-22

S65 Uniform Investment Adviser Law Examination

2001-01-19
S63 Uniform Securities Agent State Law Examination

1994-04-22

Other Names

John Mathew Jolliffe

View on SEC IAPD