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Timothy Richard Gold

Ubs Financial Services Inc.

Tulsa, OK

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2026-05-01
  • OK RA
    APPROVED
    Since 2026-05-01

Branch Locations

6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Oklahoma College Of Arts & Sciences Tulsa OK 02/2000 Present
Various Insurance Carriers For W & R Insurance Agencies Tulsa OK 01/2011 Present
Wells Fargo Advisors Llc Tulsa OK 12/2014 11/2016
Wells Fargo Clearing Services, Llc Tulsa OK 11/2016 04/2026
Ubs Financial Services Inc. Tulsa OK 04/2026 Present
  • 02/2000 → Present
    University Of Oklahoma College Of Arts & Sciences
    Tulsa, OK
  • 01/2011 → Present
    Various Insurance Carriers For W & R Insurance Agencies
    Tulsa, OK
  • 12/2014 → 11/2016
    Wells Fargo Advisors Llc
    Tulsa, OK
  • 11/2016 → 04/2026
    Tulsa, OK
  • 04/2026 → Present
    Tulsa, OK
Previous Registrations
  • 2014-12-08 → 2026-05-07
    Tulsa, OK
    Tulsa, OK
  • 2011-02-07 → 2014-12-16
    Waddell & Reed
    Tulsa, OK
  • 2004-03-22 → 2006-07-26
    Banc Of America Investment Services, Inc.
    Tulsa, OK
    Tulsa, OK
  • 1998-10-21 → 2004-04-01
    Banc One Securities Corporation
    Tulsa, OK
Other Businesses

EXECUTOR OF UNCLE'S ESTATE, INVT RELATED, GOODYEAR, AZ, EXECUTOR, START DATE 9/30/2024, 1 HR PER MONTH, 0 HRS DURING TRADING. Beta Eta Housing Corporation , oklahoma United States , Association (e.g. Trade or Industry, Sport) , fraternity house Board member of the housing corporation that owns a fraternity house ,Member of Board of directors Advice to the Chairman/President of the organization , Start date 8/1/2021

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-10
S65 Uniform Investment Adviser Law Examination 1994-08-26
S63 Uniform Securities Agent State Law Examination 1994-03-29
  • S66 Uniform Combined State Law Examination
    2011-05-10
  • S65 Uniform Investment Adviser Law Examination
    1994-08-26
  • S63 Uniform Securities Agent State Law Examination
    1994-03-29
Other Names
  • Tim Gold
  • Timothy Gold

View on SEC IAPD

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