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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2026-05-01 |
Branch Locations
6120 South Yale Avenue Suite 1800, Tulsa, OK 74136 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| University Of Oklahoma College Of Arts & Sciences | Tulsa | OK | 02/2000 | Present |
| Various Insurance Carriers For W & R Insurance Agencies | Tulsa | OK | 01/2011 | Present |
| Wells Fargo Advisors Llc | Tulsa | OK | 12/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Tulsa | OK | 11/2016 | 04/2026 |
| Ubs Financial Services Inc. | Tulsa | OK | 04/2026 | Present |
EXECUTOR OF UNCLE'S ESTATE, INVT RELATED, GOODYEAR, AZ, EXECUTOR, START DATE 9/30/2024, 1 HR PER MONTH, 0 HRS DURING TRADING. Beta Eta Housing Corporation , oklahoma United States , Association (e.g. Trade or Industry, Sport) , fraternity house Board member of the housing corporation that owns a fraternity house ,Member of Board of directors Advice to the Chairman/President of the organization , Start date 8/1/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-10 |
| S65 | Uniform Investment Adviser Law Examination | 1994-08-26 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-29 |
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