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Shannon L Munton

LPl Financial LLC

Fort Mill, SC

Fort Mill, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-07-03
SC RA APPROVED 2024-07-03
  • MO RA
    APPROVED
    Since 2024-07-03
  • SC RA
    APPROVED
    Since 2024-07-03

Branch Locations

Fort Mill, SC • United States

1055 Lpl Way, Fort Mill, SC 29715 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc St.LOuis MO 09/2000 09/2018
Charles Schwab & Co., Inc. St. Louis MO 07/2021 01/2024
Td Ameritrade, Inc. St.LOuis MO 09/2018 12/2022
Lpl Financial, Llc Fort Mill SC 06/2024 Present
Unemployed Wildwood MO 01/2024 06/2024
  • 09/2000 → 09/2018
    Scottrade, Inc
    St.LOuis, MO
  • 07/2021 → 01/2024
    Charles Schwab & Co., Inc.
    St. Louis, MO
  • 09/2018 → 12/2022
    Td Ameritrade, Inc.
    St.LOuis, MO
  • 06/2024 → Present
    Lpl Financial, Llc
    Fort Mill, SC
  • 01/2024 → 06/2024
    Unemployed
    Wildwood, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-25
S63 Uniform Securities Agent State Law Examination 1994-03-07
  • S66 Uniform Combined State Law Examination
    2023-09-25
  • S63 Uniform Securities Agent State Law Examination
    1994-03-07
Other Names
  • Shannon L Munton
  • Shannon Munton
  • Shannon Lee Munton

View on SEC IAPD

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