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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-10-06 |
Branch Locations
701 Cumberland Street Suite 2097, Lebanon, PA 17042 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Lancaster | PA | 06/2010 | 10/2017 |
| Hightower Securities, Llc | Lebanon | PA | 10/2017 | Present |
| Hightower Advisors, Llc | Lebanon | PA | 10/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-04 |
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