Dale Keith Lawrence

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2023-02-13
TX	RA	APPROVED	2020-08-04
MN	RA	APPROVED	2013-11-13
CA	RA	APPROVED	2011-01-03

NC RA
APPROVED

Since 2023-02-13
TX RA
APPROVED

Since 2020-08-04
MN RA
APPROVED

Since 2013-11-13
CA RA
APPROVED

Since 2011-01-03

Branch Locations

1200 Silver Lake Rd Nw, New Brighton, MN 55112 • United States

90 S 7Th St 10Th & 11Th Fls [Gq-Rbo], Minneapolis, MN 55402 • United States

2700 39Th Ave Ne Ste A110, Saint Anthony, MN 55421 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	Minneapolis	MN	01/2011	11/2016
Wells Fargo Clearing Services, Llc	Minneapolis	MN	11/2016	Present

01/2011 → 11/2016

Wells Fargo Advisors Llc

Minneapolis, MN
11/2016 → Present

Wells Fargo Clearing Services, Llc

Minneapolis, MN

Previous Registrations

2004-08-05 → 2011-01-03

Wells Fargo Investments, Llc

Minneapolis, MN

Minneapolis, MN

Minneapolis, MN

New Brighton, MN

Other Businesses

CITC INC. (CENTRAL IOWA TRAINING CENTER); INV RELATED;VAN METER,IA; SUPPORT WRESTLING; TREASURER; START DATE: 06/22/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-01-06
S63	Uniform Securities Agent State Law Examination	1994-03-07

S65 Uniform Investment Adviser Law Examination

1997-01-06
S63 Uniform Securities Agent State Law Examination

1994-03-07

View on SEC IAPD