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Dexter Vincent Perry

One Providence Capital, LLC

Apex, NC

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Current Employers
One Providence Capital, Llc

Apex, NC • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-05-22
VA RA APPROVED 2007-02-06
NC RA APPROVED 2006-11-29
  • MD RA
    APPROVED
    Since 2020-05-22
  • VA RA
    APPROVED
    Since 2007-02-06
  • NC RA
    APPROVED
    Since 2006-11-29

Branch Locations

Apex, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Providence Group Of Nc, Llc Apex NC 01/2005 Present
One Providence Capital, Llc Apex NC 11/2006 Present
Previous Registrations
Other Businesses

THE PROVIDENCE GROUP OF NC, LLC MANAGING PRINCIPAL 111 LYNDENBURY DRIVE APEX, NC 27502-9615 START: 03/09/2005 LIFE/HEALTH INSURANCE LICENSE (NON-INVESTMENT RELATED) INDIVIDUAL LIFE/DISABILITY/FIXED ANNUITIES (NON-VARIABLE/NON-INVESTMENT RELATED) APPROXIMATELY 30 HOURS A MONTH. 7 HOURS A MONTH DURING TRADING HOURS DUTIES: INDIVIDUAL LIFE/HEALTH INSURANCE AGENT FOR FIXED PRODUCTS (NON-INVESTMENT RELATED) FIRST BANK & FIRST BANCORP, INC. DIRECTOR 205 SE BROAD STREET SOUTHERN PINES, NORTH CAROLINA 28387 START: 07/2021 SUBSIDIARY & HOLDING COMPANY -(NOT-INVESTMENT RELATED) (NOT AFFILIATED WITH ONE PROVIDENCE CAPITAL, LLC OR THE PROVIDENCE GROUP OF NC, LLC) CONSUMER BANKING/LOANS & DEPOSITS APPROXIMATELY 7 HOURS A MONTH. 2.5 HOURS A MONTH DURING TRADING HOURS DUTIES: MONITOR & GOVERN POLICES OF BANK OPERATIONS RBC FUNDS TRUST TRUSTEE 250 NICOLLET MALL MINNEAPOLIS, MN 55401 START: 01/01/2026 REGISTERED INVESTMENT COMPANY / MUTUAL FUND COMPLEX - (INVESTMENT RELATED) (NOT AFFILIATED WITH ONE PROVIDENCE CAPITAL, LLC OR THE PROVIDENCE GROUP OF NC, LLC) FIDUCIARY GOVERNANCE / OVERSIGHT OF MUTUAL FUNDS APPROXIMATELY 5 HOURS A MONTH. 3 HOURS A MONTH DURING TRADING HOURS DUTIES: SERVE AS TRUSTEE PROVIDING FIDUCIARY OVERSIGHT, GOVERNANCE, AND SUPERVISION OF FUND OPERATIONS, INCLUDING REVIEW OF INVESTMENT ADVISORY AGREEMENTS, COMPLIANCE MATTERS, AND SERVICE PROVIDER RELATIONSHIPS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-08-31
S63 Uniform Securities Agent State Law Examination 1994-03-25
  • S65 Uniform Investment Adviser Law Examination
    2005-08-31
  • S63 Uniform Securities Agent State Law Examination
    1994-03-25
Designations

View on SEC IAPD

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