Michael Lally

Current Employers

Lally Wealth Management, Llc

70 Romano Vineyard Way Suite 152, North Kingstown, RI 02852 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2026-07-17
SC	RA	APPROVED	2026-07-17
MA	RA	APPROVED	2022-05-24

RI RA
APPROVED

Since 2026-07-17
SC RA
APPROVED

Since 2026-07-17
MA RA
APPROVED

Since 2022-05-24

Branch Locations

70 Romano Vineyard Way Suite 152, North Kingstown, RI 02852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lally Wealth Management, Llc	North Kingstown	RI	05/2012	Present

05/2012 → Present

Lally Wealth Management, Llc

North Kingstown, RI

Previous Registrations

2009-09-14 → 2010-11-10

Voya Investment Management Co. Llc

New York, NY
2005-04-12 → 2006-06-07

Citizens Securities, Inc.

Providence, RI

Smithfield, RI
2004-10-20 → 2005-01-03

Banc Of America Investment Services, Inc.

Lincoln, RI
2003-08-22 → 2004-10-20

Quick & Reilly, Inc.

Lincoln, RI

Other Businesses

1) LIFE INSURANCE AGENT; INVESTMENT RELATED; NORTH KINGSTOWN, RI; START; 2011 - 15 HOURS MONTH DURING TRADING 2) REFERS UNAFFILIATED THIRD PARTY INVESTMENT ADVISERS TO OTHER UNAFFILIATED INVESTMENT ADVISORS. PAID A REFERRAL FEE, SPENDS LESS THAN 10 HOURS PER MONTH.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-11-26
S63	Uniform Securities Agent State Law Examination	1994-06-03

S65 Uniform Investment Adviser Law Examination

2002-11-26
S63 Uniform Securities Agent State Law Examination

1994-06-03

Other Names

Michael John Lally

View on SEC IAPD