Gregory Allan Rutherford

Current Employers

Thepartners Wealth Management

Nw Corner Ocean Avenue And Mission Street Second Level, Carmel By The Sea, CA 93921 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-01

CA RA
APPROVED

Since 2025-01-01

Branch Locations

Nw Corner Ocean Avenue And Mission Street Second Level, Carmel By The Sea, CA 93921 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal Yes
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Canter Compass Llc	Massachusetts	MA	05/2015	01/2017
Cavalier Investments Llc	Alpharetta	GA	01/2017	Present
Thepartners Wealth Management	Carmel By The Sea	CA	10/2023	Present

05/2015 → 01/2017

Canter Compass Llc

Massachusetts, MA
01/2017 → Present

Cavalier Investments Llc

Alpharetta, GA
10/2023 → Present

Thepartners Wealth Management

Carmel By The Sea, CA

Previous Registrations

2011-07-11 → 2015-06-26

Riskx Investments Llc

Omaha, NE
2006-02-28 → 2011-07-05

Cetera Advisors Llc

Omaha, NE

Greenwood Village, CO

Omaha, NE
2002-02-08 → 2004-10-13

Osaic Wealth, Inc.

Omaha, NE

Other Businesses

1. ELITE TAMP LLC dba ELITE PORTFOLIOS.NW CORNER OCEAN AVENUE AND MISSION STREET SECOND LEVEL, CARMEL BY THE SEA, CA 93921. INVESTMENT MODELS AND PORTFOLIOS FIRM. CHIEF EXECUTIVE OFFICER. START 09/2023. 5HR/WK. OWNER. 2. CAVALIER INVESTMENTS LLC dba ADAPTIVE INVESTMENTS. 12600 DEERFIELD PKWY #100, ALPHARETTA, GEORGIA, 30004-6130. INVESTMENT ADVISORY SERVICES. CHIEF EXECUTIVE OFFICER. START 01/2017. 30HR/WK. OWNER. 3. PURPLE MARLIN LLC. 26 Miramonte Rd. Carmel Valley, CA. 93924. START 03/2021. 0HR/WK. MANAGER 4. CAVALIER 16 INC. 12600 DEERFIELD PKWY #100, ALPHARETTA, GEORGIA, 30004-6130. 06/2016. 0HR/WK. OWNER.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1994-07-20

S63 Uniform Securities Agent State Law Examination

1994-07-20

Designations

View on SEC IAPD