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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2019-03-06 |
| NC | RA | APPROVED | 2019-03-06 |
| OH | RA | APPROVED | 2019-03-04 |
| TX | RA | APPROVED | 2019-03-04 |
| GA | RA | APPROVED | 2019-02-15 |
Branch Locations
3424 Peachtree Road Ne Floor 17 & 18, Atlanta, GA 30326 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Atlanta | GA | 11/2013 | 02/2019 |
| Jpmorgan Chase Bank, N.A. | Atlanta | GA | 02/2019 | Present |
| Jpmorgan Securities, Llc. | Atlanta | GA | 02/2019 | Present |
| Shell Village Llc | Topsail Beach | NC | 01/2017 | Present |
Entity Name: Shell Village LLC Investment related: Y "Address: P.O. Box 3313 Topsail Beach, NC 28445" Nature of the other business: Owner/Partner Position/Title/Relationship: Real Estate Start Date: 01/02/2017 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: No responsibilities - LLC only owns vacant land in Pender County NC
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-11 |
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