Joseph Ernest Rice

Current Employers

Geneos Wealth Management, Inc.

9635 Maroon Circle Suite 100, Englewood, CO 80112 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2011-10-17

OK RA
APPROVED

Since 2011-10-17

Branch Locations

7233 S 85Th E Avenue Suite #400, Tulsa, OK 74133 • United States

7233 S 85Th East Ave Suite 300, Tulsa, OK 74133 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Geneos Wealth Management Inc	Tulsa	OK	10/2011	Present
Rice Benefits & Investments Llc	Tulsa	OK	03/2016	Present

10/2011 → Present

Geneos Wealth Management Inc

Tulsa, OK
03/2016 → Present

Rice Benefits & Investments Llc

Tulsa, OK

Other Businesses

1)DBA:WILL WORK UNDER RICE BENEFITS & INVESTMENTS LLC BUSINESS LOCATED AT BRANCH LOCATION. 2)INDEPENDENT REP W/VARIOUS INSURANCE CARRIERS FOR FIXED ONLY. 3)RENTAL REAL ESTATE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-07-28
S63	Uniform Securities Agent State Law Examination	1994-05-16

S65 Uniform Investment Adviser Law Examination

2011-07-28
S63 Uniform Securities Agent State Law Examination

1994-05-16

Other Names

Joseph Ernest Rice

View on SEC IAPD

Current Employers

Geneos Wealth Management, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews