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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2017-11-28 |
| TX | RA | APPROVED_RES | 2014-11-07 |
| WA | RA | APPROVED | 2014-11-07 |
Branch Locations
601 Union Street, Suite 4700, Seattle, WA 98101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. Incorporated | Seattle | WA | 11/2014 | Present |
NAME AND ADDRESS: THE EVERGREEN SCHOOL 15201 MERIDIAN AVE N SHORELINE, WA 98133 NATURE ENTITY: PRIVATE SCHOOL RESPONSIBILITIES IN THI ROLE: SIT ON AN EIGHT MEMBER THAT MAKES CONSENSUS RECOMMENDATIONS FOR INVESTMENT CHOICES/ASSET ALLOCATIONS FOR THE SCHOOL'S INVESTMENT & ENDOWMENT PORTFOLIOS HOURS DEVOTED: 10 HOURS PER YEAR. NONE DURING SECURITIES TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-03-06 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-24 |
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