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William Nicholas Rivel

Raymond James & Associates, Inc.

Mount Laurel, NJ

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-08-18
  • NJ RA
    APPROVED
    Since 2022-08-18

Branch Locations

3000 Atrium Way Suite 420, Mount Laurel, NJ 08054 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott, Llc Philadelphia PA 03/2013 07/2022
Raymond James & Associates, Inc. Mount Laurel NJ 07/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-04-28
S63 Uniform Securities Agent State Law Examination 2000-07-25
  • S65 Uniform Investment Adviser Law Examination
    2014-04-28
  • S63 Uniform Securities Agent State Law Examination
    2000-07-25

View on SEC IAPD

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