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8 Third Street North, Great Falls, MT 59401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-02-25 |
| CO | RA | APPROVED | 2018-04-20 |
Branch Locations
121 S Tejon St, Suite 1109, Colorado Springs, CO 80903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Colorado Springs | CO | 08/2007 | 04/2018 |
| D.A. Davidson & Co. | Colorado Springs | CO | 04/2018 | Present |
1) Women Partnering; non-investment related; Colorado Springs, CO 80919; Non-profit; Secretary/President; starting 10/1/2009; 50 hr/year and no time during securities trading hours; attend board meetings. 2) DBAL LLC; Non-investment related; Colorado Springs, Colorado 80901; LLC; Member of LLC managing rental property; start date; 03/2015; less than 2 Hr/Mo; No time during securities trading hours; rental property management.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-09-28 |
| S65 | Uniform Investment Adviser Law Examination | 1998-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-05 |
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