Inactive

Thomas Anthony Esposito

Five Points Investment Advisors, LLC

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Current Employers

Five Points Investment Advisors, Llc

Sarasota, FL • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-08

FL RA
APPROVED

Since 2025-12-08

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James Financial Services	Phoenix	AZ	10/2010	11/2017
Raymond James Financial Services Advisors, Inc.	Phoenix	AZ	10/2010	11/2017
Five Points Financial Services, Llc	Sarasota	FL	08/2016	Present

10/2010 → 11/2017

Raymond James Financial Services

Phoenix, AZ
10/2010 → 11/2017

Raymond James Financial Services Advisors, Inc.

Phoenix, AZ
08/2016 → Present

Five Points Financial Services, Llc

Sarasota, FL

Previous Registrations

2010-12-20 → 2017-11-13

Raymond James Financial Services Advisors, Inc

Bradenton, FL

Sarasota, FL

Phoenix, AZ

Sarasota, FL
2008-09-24 → 2010-10-28

Wells Fargo Clearing Services, Llc

Clearwater, FL

Gulfport, FL

Naples, FL

Sarasota, FL

Sarasota, FL

Tampa, FL

Tampa, FL

Tampa, FL

Tampa, FL
2004-04-26 → 2008-09-16

Banc Of America Investment Services, Inc.

Sarasota, FL

Sarasota, FL
2002-07-08 → 2004-04-30

Citigroup Global Markets Inc.

Sarasota, FL
2002-01-02 → 2002-07-08

Morgan Stanley Dw Inc.

Sarasota, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-11-25
S63	Uniform Securities Agent State Law Examination	1994-03-29

S65 Uniform Investment Adviser Law Examination

1997-11-25
S63 Uniform Securities Agent State Law Examination

1994-03-29

View on SEC IAPD

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