Allen James Long

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-06-18
FL	RA	APPROVED	2006-06-13
PA	RA	APPROVED	2003-11-28

TX RA
APPROVED_RES

Since 2020-06-18
FL RA
APPROVED

Since 2006-06-13
PA RA
APPROVED

Since 2003-11-28

Branch Locations

1501 Reedsdale St Ste 4005, Pittsburgh, PA 15233 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Pittsburgh	PA	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Pittsburgh, PA

Previous Registrations

1999-12-15 → 2003-11-28

Northridge S & A Capital, Inc.

Pittsburgh, PA

Other Businesses

HERITAGE SEUBERT FINANCIAL, LLC; INVESTMENT RELATED; PITTSBURGH,PA; 25% OWNERSHIP; START DATE 01/01/2020; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 1; OWNER OF FINET PRACTICE. SEUBERT FINANCIAL, INC; INVESTMENT RELATED; PITTSBURGH,PA; 100% OWNERSHIP; START DATE 01/01/2020; NUMBER OF HOURS PER MONTH 150; NUMBER OF HOURS DURING TRADING 100; SUPPORT COMPANY FOR FINET PRACTICE.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1998-01-20
S65	Uniform Investment Adviser Law Examination	1994-02-01

S63 Uniform Securities Agent State Law Examination

1998-01-20
S65 Uniform Investment Adviser Law Examination

1994-02-01

Other Names

Allen Long

View on SEC IAPD