James Kenneth Morgan

Current Employers

Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2007-11-15

KY RA
APPROVED

Since 2007-11-15

Branch Locations

6801 Alexandria Pike, Alexandria, KY 41001 • United States

131 N. Ft. Thomas Avenue, Fort Thomas, KY 41075 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fifth Third Securities, Inc.	Cincinnati	OH	03/1999	Present

03/1999 → Present

Fifth Third Securities, Inc.

Cincinnati, OH

Other Businesses

RENTAL PROPERTY 3483 LAKE SHORE DR BONITA SPRINGS, FL 34134 1 UNIT CONDO 50% OWNER WITH SPOUSE $900/MONTH 6-10 HRS/MO PAYING BILLS, COMMUNICATING WITH RENTERS, CONTRACTING WITH SERVICE COMPANIES TO COMPLETE REPAIRS ------------------------------ KEN MORGAN PROPERTIES LLC - NOT INVESTMENT-RELATED - 3 TRAILRIDGE LN, WILDER, KY 41078 - REAL ESTATE - OWNER OF A PROPERTY ON MADISON AVE IN COVINGTON, KY - > 1 HRS/MONTH - WILL NOT INTERFERE WITH DUTIES AT FIRM - NO ACTIVE DUTIES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-11-14
S63	Uniform Securities Agent State Law Examination	1996-02-05

S66 Uniform Combined State Law Examination

2007-11-14
S63 Uniform Securities Agent State Law Examination

1996-02-05