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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-21 |
| GA | RA | APPROVED | 2013-12-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Augusta | GA | 05/2009 | Present |
1. Rental Property; 904 East Lee Rd, Taylors, SC 29687; Owner of a duplex with long term tenants; Receive Monthly payments; 07/21/2020; 0 Hours per day; Not During Securities Trading Hours; Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-14 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-18 |
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