David John Schwartz

Current Employers

Employment History

• 11/2010 → Present
  Lpl Financial, Llc
  Walls, MS
• 04/2011 → 08/2018
  Independent Financial Partners
  Walls, MS
• 08/2018 → Present
  Independent Advisor Alliance
  Walls, MS

Previous Registrations

• 2011-05-04 → 2018-08-03
  Independent Financial Partners
  Southhaven, MS
  Walls, MS
  Walls, MS
• 2008-08-08 → 2010-11-02
  Edward Jones
  St Louis, MO
  Hernando, MS

Other Businesses

1. 03/18/2011 - Champion Wealth Management - INV REL - AT REPORTED LOCATION - DBA for LPL Business (entity for LPL business) - 50% 2. 8/21/2018 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 08/01/2018 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 8/21/2018. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/5/2018 - Champion Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 09/30/2014 - 40 Hours Per Month/2 Hours During Securities Trading - Life, Disability, LTC, and Fixed Annuities. 4. 5/7/2019 - Champion Adjusters, LLC - Investment Related - At Reported Business Location(s) - Property and Casualty - Independent Adjuster - Start Date: 07/17/2018 - 12 Hours Per Month/1 Hour During Securities Trading - Helping clients with their Homeowners claims. 5. 06/06/2019 - Independent Advisor Alliance, LLC - Related DBA:(Hybrid) Champion Wealth Management - Investment related - At reported business location(s) - Registered Investment Advisor DBA - Investment Adviser Representative - start date:08/28/2018 - 160 hrs/mo - 128 hrs during trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 6/6/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2008-07-26
• S63 Uniform Securities Agent State Law Examination
  2005-12-02

Other Names

• David J Schwartz