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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2003-04-22
  • GA RA
    APPROVED
    Since 2003-04-22

Branch Locations

3280 Peachtree Rd Ne 4Th Fl [G4-Rbo], Atlanta, GA 30305 • United States

Atlanta, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Atlanta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 Present
Other Businesses

SILVERLEAF CAPITAL, LLC, INV RELATED, CASHIERS, NC, 100% OWNERSHIP WITH SPOUSE, START: 10/5/2020, 6 HRS/MONTH, 0 HRS DURING TRADING, FOR RENTAL HOME. ST. JAMES UNITED METHODIST CHURCH; INV RELATED; ATLANTA,GA; CHURCH; FINANCE COMMITTEE MEMBER; START DATE: 01/15/2026; 2 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-04-12
S63 Uniform Securities Agent State Law Examination 1994-04-06
  • S65 Uniform Investment Adviser Law Examination
    1994-04-12
  • S63 Uniform Securities Agent State Law Examination
    1994-04-06

View on SEC IAPD

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