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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-06-24 |
| IL | RA | APPROVED | 2006-11-23 |
Branch Locations
30 S Wacker Dr Ste 3900 [Support Center], Chicago, IL 60606 • United States
30 S Wacker Dr 39Th & 40Th Fls, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Deerfield | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Deerfield | IL | 11/2016 | Present |
TOMMY HILFIGER RETAIL OUTLET STORE, NOT INV RELATED, PLEASANT PRAIRIE, WI, FLOOR SUPERVISOR, START: 9/1/1999, 80 HOURS PER MONTH, ZERO DURING TRADING, RETAIL CLOTHING SALES. WESLEY UNITED METHODIST CHURCH, INVT RELATED, KENOSHA, WI, FINANCE COMMITTEE MEMBER, START DATE 2/1/2024, 3 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING AND SCHEDULING MONTHLY AND QUARTERLY MEETINGS, CALLING UPON BOARD/COMMITTEE MEMBERS TO PRESENT THEIR REPORTS FOR THE CHURCH.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 1997-06-30 |
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