Seth Alan Mulrooney

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2026-06-18
TX	RA	APPROVED_RES	2012-03-08

CT RA
APPROVED

Since 2026-06-18
TX RA
APPROVED_RES

Since 2012-03-08

Branch Locations

100 Federal St, Boston, MA 02110 • United States

Wenham, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Portland	ME	09/1997	Present
Bank Of America, Na	Burlington	MA	09/2009	Present

09/1997 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Portland, ME
09/2009 → Present

Bank Of America, Na

Burlington, MA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	1999-01-07

S66 Uniform Combined State Law Examination

1999-01-07

Other Names

Seth A Mulrooney

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

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