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Josefa Jimenez

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

New York, NY

Saugus, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2009-10-23
  • CA RA
    APPROVED
    Since 2009-10-23

Branch Locations

2049 Century Park E, Los Angeles, CA 90067 • United States

One Bryant Park, New York, NY 10036 • United States

Saugus, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Los Angeles CA 06/2003 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 10/2009 Present
Previous Registrations
  • 2004-02-04 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Los Angeles, CA
    Pasadena, CA
    Boston, MA
    Pasadena, CA
    Pasadena, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-03
  • S66 Uniform Combined State Law Examination
    2004-02-03
Other Names
  • Josefa Jemenez

View on SEC IAPD

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