Gabriel James Capps

Current Employers

Employment History

• 02/2006 → Present
  Principal Life Insurance Company
  Des Moines, IA
• 04/2006 → Present
  Principal Securities Inc
  Des Moines, IA
• 07/2024 → Present
  Principal Advised Services
  Des Moines, IA

Previous Registrations

• 2006-01-06 → 2006-03-02
  Ameriprise Financial Services, Llc
  West Des Moines, IA

Other Businesses

**IOWA HIGH SCHOOL ATHLETIC ASSOCIATION, OFFICIATE HIGH SCHOOL FOOTBALL & WRESTLING, FLAT FEE COMMISSION, NOT INVESTMENT RELATED, 20 HOURS PER MONTH; DO NOT PARTICIPATE DURING SECURITIES TRADING HOURS; START DATE: 9/1/2006. **NCAA; Not Investment Related; PO Box 6222, Indianapolis, IN 46206; Referee; Officiate Div III Football games; Start Date: 08/15/2017; 50 hrs per month; 0 during trading hours. **PRINCIPAL ADVISED SOLUTIONS POSITION: Registered Rep NATURE: RIA or IAR outside of PSI INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/21/2025 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Investment Adviser Representative of a Registered Investment Adviser that facilitates investment advice to its customers. Compensation is from combined role with Principal on behalf of the Principal Securities, Principal Bank and Principal Advised Services entities. **PRINCIPAL BANK POSITION: AVP - Advice, Education, Sales NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/19/2006 ADDRESS: 711 High St, Des Moines IA 50392, United States DESCRIPTION: Principal role includes accountability for sales of bank deposit products.

Exams

• S66 Uniform Combined State Law Examination
  2006-01-03

Other Names

• Capps James Gabriel