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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-02-17 |
| SD | RA | APPROVED | 2020-07-22 |
| TX | RA | APPROVED | 2020-07-20 |
Branch Locations
5488 S Crabtree Lane, Gilbert, AZ 85298 • United States
2401 W. Trevi Place Suite 101, Sioux Falls, SD 57108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Sioux Falls | SD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Sioux Falls | SD | 11/2016 | 07/2020 |
| Stifel Nicolaus & Co Inc | Sioux Falls | SD | 07/2020 | Present |
1. I29 Storage, LLC; 6509 S Jeffrey Ave, Sioux Falls, SD, 57108; Self Storage; Investor; No duties; 03/01/2023; 0 Hours per Day; Not during securities trading hours; Not Investment-Related 2. Slapjaw6 LLC; 101 S Joseph Tea SD 57064; I plan to erect a building that my son will use for his small engine repair business. He will not be paying any rent to me; owner of the LLC along with my spouse; 12/18/2023; 0.00hrs/day; Not during securities trading hours; Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-12 |
| S65 | Uniform Investment Adviser Law Examination | 1996-06-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-24 |
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